Read Risk & Compliance Magazine Jul-Sep 2019
Welcome to the twenty-seventh issue of Risk & Compliance, an e-magazine dedicated to the latest developments in corporate risk management and regulatory compliance. Published quarterly by Financier Worldwide, Risk & Compliance draws on the experience and expertise of leading experts in the field to deliver insight on the myriad risks facing global companies, the insurance solutions available to mitigate them, and the in-house processes and controls companies must adopt to manage them.
In this issue we present features on corporate crisis management and on managing operational risk within financial services. We also look at: building a global compliance & ethics programme, integrated risk management, Artificial Intelligence risks, data privacy challenges in AML compliance, best execution as best practice, and more.
Risk & Compliance Magazine Jul-Sep 2019
CONTENTS
Managing operational risk within financial services
Building a global compliance & ethics programme: leadership
DOJ guidance on effective corporate compliance departments
Integrated risk management and RegTech – ‘risk-proofing’ the future of financial services
Why every company should consider an ethics, risk & compliance organisation
Risk appetite and the Lauda formula
AI for risk management vs management of AI risks
The changing threat of financial crime
Digital identity to fight financial crime
AML compliance – data privacy challenges
Best execution as best practice
Risk and finance platform integration
Data analytics and data privacy
A risk-based approach to cyber security
Cyber fraud typologies and actionable intelligence
New covert risks impacting business: misinformation to ‘black bag’ campaigns
The shareholder rights directive and its impact on board remuneration
How #MeToo is driving governance changes in the boardroom
Autonomous vehicle partnerships place OEMs’ trade secrets at risk
Digital transformation in the oil industry
US sanctions authorities are speaking through enforcement cases – an in-house’s perspective
US and China: trade, tariffs and regulations
The importance of effective governance of non-preferential country of origin
