Lees Risk & Compliance Magazine Oct-Dec 2018
Welcome to the twenty-fourth issue of Risk & Compliance, an e-magazine dedicated to the latest developments in corporate risk management and regulatory compliance. Published quarterly by Financier Worldwide, Risk & Compliance draws on the experience and expertise of leading experts in the field to deliver insight on the myriad risks facing global companies, the insurance solutions available to mitigate them, and the in-house processes and controls companies must adopt to manage them.
In this issue we present features on regulatory compliance for financial services and compliance and on corporate culture and risk in the #metoo era. We also look at: shareholder activism; preventative controls; integrated risk management; parametric insurance; third-party fraud risk; personal liability in compliance; etc etc.
Risk & Compliance magazine Oct-Dec 2018
CONTENTS
FS regulatory compliance: a new paradigm?
Corporate culture and risk in the #MeToo era
Growth in shareholder activism – protection and solutions for campaigns
Culture is more than just a buzzword: are you giving it the attention it deserves?
Preventative controls to enhance a risk framework
Integrated risk management – the next frontier of organisational risk
Managing risk through parametric insurance
Reducing third-party fraud risk
The rise of personal liability in compliance
Focus the board with better reporting
Analysing enforcement settlements and DPAs for effective compliance
The UK financial sector’s operational resilience – spreadsheet risk management plays a pivotal role
Conduct and culture in financial services
Regulation and enforcement of blockchain, cryptocurrencies and ICOs
FinTech and emerging payments – compliance and regulatory challenges
The future role of model governance
MiFID II: Driving evolution in compliance and impacting future reforms
Country risk management for banking entities in Panama
Digital transformation in the energy & utilities sector
Customer experience measurement: implications for the travel & hospitality industry
FOSTA: internet companies should consider controversial new anti-sex trafficking law
Watch out: longstanding chemical regulations can affect your high-tech business
Evolving US sanctions: maintaining compliance
Intersection of trade secrets and privacy: when employee theft of files constitutes a data breach
Protecting trade secrets in France
New DOJ policies may help companies better navigate False Claims Act investigations
CFIUS changes: FIRRMA gives pharma M&A a strong dose of national security medicine