Lees Risk & Compliance Magazine Oct-Dec 2018


Welcome to the twenty-fourth issue of Risk & Compliance, an e-magazine dedicated to the latest developments in corporate risk management and regulatory compliance. Published quarterly by Financier Worldwide, Risk & Compliance draws on the experience and expertise of leading experts in the field to deliver insight on the myriad risks facing global companies, the insurance solutions available to mitigate them, and the in-house processes and controls companies must adopt to manage them.

In this issue we present features on regulatory compliance for financial services and compliance and on corporate culture and risk in the #metoo era. We also look at: shareholder activism; preventative controls; integrated risk management; parametric insurance; third-party fraud risk; personal liability in compliance; etc etc.

Risk & Compliance magazine Oct-Dec 2018


FS regulatory compliance: a new paradigm?

Corporate culture and risk in the #MeToo era

Growth in shareholder activism – protection and solutions for campaigns

Culture is more than just a buzzword: are you giving it the attention it deserves?

Preventative controls to enhance a risk framework

Integrated risk management – the next frontier of organisational risk

Managing risk through parametric insurance

Reducing third-party fraud risk

The rise of personal liability in compliance

Focus the board with better reporting

Analysing enforcement settlements and DPAs for effective compliance

The UK financial sector’s operational resilience – spreadsheet risk management plays a pivotal role

SM&CR for financial services

Conduct and culture in financial services

Regulation and enforcement of blockchain, cryptocurrencies and ICOs

FinTech and emerging payments – compliance and regulatory challenges

The future role of model governance

MiFID II: Driving evolution in compliance and impacting future reforms

IFRS9 compliance – wave II

Country risk management for banking entities in Panama

Digital transformation in the energy & utilities sector

Customer experience measurement: implications for the travel & hospitality industry

FOSTA: internet companies should consider controversial new anti-sex trafficking law

Watch out: longstanding chemical regulations can affect your high-tech business

Evolving US sanctions: maintaining compliance

Intersection of trade secrets and privacy: when employee theft of files constitutes a data breach

Protecting trade secrets in France

New DOJ policies may help companies better navigate False Claims Act investigations

CFIUS changes: FIRRMA gives pharma M&A a strong dose of national security medicine

Insuring cross-border M&A deals

Managing D&O risks in M&A

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