EU Financial Services for Internal Auditors Certificate (CFS-EU)

EU Financial Services for Internal Auditors Certificate, a facilitator-led specialty certificate program, will provide you with critical intelligence, guidance, and practical applications to advance a career in financial services internal auditing. The program includes a general financial services foundations unit followed by more in-depth training on liquidity, model risk management, fraud, culture and conduct, and other mission-critical topics.

Course content

• Foundations of Internal Auditing in Financial Services
• Auditing Liquidity Risk
• Auditing Capital Adequacy & Stress Testing for Banks
• Auditing Model Risk Management
• Auditing Credit Risk
• European Unit Financial Services
• Assessing Market and Interest Rate Risk
• Auditing Culture and Conduct Risk in the Control Environment
• Assessing Cybersecurity Risk : roles of the Three Lines Model
• Assessing Fraud Risks
• Auditing Third-party Risk
   

Key topics

• Financial services foundations
• Auditing Financial services risks
• Includes EU specific regulations
   

Learning objectives

• Demonstrate a firm understanding of the foundations of internal auditing in financial services.
• Apply the concepts of The IIA’s International Professional Practices Framework, Financial Services Risk Framework, and other relevant frameworks to the organisation’s strategy and objectives.
• Demonstrate a working knowledge the regulatory landscape and of key risks facing financial services organisations.
• Conduct financial services focused engagements in conformance with the International Standards for the Professional Practice of Internal Auditing.

Course information:

• Knowledge level : intermediate
• Prerequisites : tools for new auditors or 1+ years of experience in the financial services industry
• Delivery format(s) : e-learning (Group-Internet-Based) ; On-Site training (Group-Live) ; Livestream.

Registration

Please keep in mind that registration closes two weeks prior to the training due to the preliminary study. Last day to register: November 23.

After registration, you must complete this questionnaire and send it to training@iia.nl to complete your registration.